01
The business context
The convergence of finance and technology creates new markets, but also unprecedented regulatory challenges. Whether you are a fintech company defining new payment models, or a company seeking access to public capital, the legal framework is the critical factor for success.
In this environment, "compliance" is not merely an administrative requirement, but a license to operate. We help clients navigate the dynamic landscape of financial regulations, providing the stable foundation necessary to attract investors and build consumer trust.
02
How we help
Initial Public Offerings (IPO)
Drafting and approval of public offering prospectuses before the Financial Supervision Commission (FSC).
Restructuring for Capital Markets
Legal restructuring of companies in preparation for listing on the Bulgarian Stock Exchange (BSE) and the SME Growth Market (BEAM).
Institutional Representation
Legal assistance and representation in relations with investment firms, investment banks, and institutional investors.
Warrant Issues
Legal structuring and execution of warrant issues.
Corporate Bond Issues
Structuring of issues of corporate, secured, and convertible bonds.
Admission to Trading
Representation before the FSC, Central Depository AD, and the BSE for the admission of issues to trading.
Licensing and Passporting
Full legal servicing of licensing procedures before the Bulgarian National Bank (BNB) and the FSC, including notification (passporting) for the provision of services in the EU.
Legal Framework for FinTech Platforms
Drafting of General Terms and Conditions, end-customer contracts, and SLA agreements for technological payment platforms.
Digital Operational Resilience (DORA)
Consulting and ensuring compliance with the requirements of the DORA Regulation for the financial sector.
Licensing of Financial Entities
Licensing of investment firms and alternative investment fund managers (AIFMs) before the FSC.
Crowdfunding
Legal structuring and licensing of crowdfunding platforms in accordance with the European ECSP Regulation.
Alternative Investment Funds (AIFs)
Legal structuring and registration of Alternative Investment Funds (AIFs).
MiFID II and SFDR Regulatory Framework
Consulting in accordance with the MiFID II Directive, the Sustainable Finance Disclosure Regulation (SFDR), and cross-border fund distribution in the EU.
Fund Documentation and Risk Management
Drafting of internal rules, key information documents (KIDs), and risk management policies.
Crypto-Assets and MiCA Compliance
Consulting and licensing of crypto-asset service providers (CASPs) under the MiCA (Markets in Crypto-Assets) Regulation.
AML/KYC Framework for FINTECH
Development of comprehensive AML/KYC policies, internal control rules, and risk assessment procedures.
03
Our approach
Our strength lies in combining deep expertise in capital markets with the specifics of financial technologies. We analyze the regulatory framework directly within the context of your technological process. This ensures that legal solutions are practically applicable and do not impede product functionality.
We embed regulatory requirements as early as the business planning stage. We work with issuers and fintech companies to create structures that are fully compliant with the law and ready for market launch. The goal is to ensure seamless navigation through licensing procedures and a secure foundation for future scaling.
